Navigating Canadian Securities Regulation & Harmonized Market Access

This certification course provides an in-depth understanding of Canadian Securities Regulation, focused on the coordination and frameworks of the CSA. Participants will explore legislative instruments, public consultation processes, prospectus requirements, and exemptions under NI 45-106. Emphasis is placed on enforcement mechanisms, national systems like SEDAR and SEDI, and reciprocal orders. Best practices for accurate filings, regulatory compliance, and disclosure standards are...